Book Review - Philosophy in the Flesh, by George Lakoff and Mark Johnson (1999)
Philosophy in the Flesh explores the development of an embodied realism, grounded in empirical evidence emerging from cognitive science and linguistics, and contrasted against a traditional ‘Western’ philosophical view, analytical philosophy, positivism and objectivism. It explores the ways in which metaphorical constructs shape our thinking, how these are related to the fit and functioning of evolving organisms in the environment, and the implications of such an understanding for philosophy, social understanding and science.
“The core of all the troubles we
face today is our very ignorance of knowing” (Maturana and Varela 1987, pg. 28).
Metaphors surround us. This book follows on from Lakoff and Johnson’s important work in Metaphors We Live By, which showed a myriad of ways in which our conceptual systems are constructed through metaphors (Lakoff and Johnson 1980). This work is quoted in fields as diverse as environmental science and cultural anthropology, with many examples used to illustrate the point, such as the well worked out entailments of the metaphors Love is a Journey and Argument is War. As a synthesis of 20 years of work since Metaphors We Live By was published, Philosophy in the Flesh takes this work several steps further, and offers both a challenge to many of the traditions of Western philosophy (the most controversial part of the book) as well as a possible route out of the seeming maze of contradictions between a positivist objectivist point of view and the seemingly shifting sands of a relativist point of view. Their concept of embodied cognition and an Experientialist approach has potentially profound implications for research methodology, and may offer a way of grounding a constructivist methodology consistent with biological experience, such that social construction can be more fully understood and related to empirical evidence emerging from the fields of cognitive linguistics and linguistic anthropology.
In Philosophy in the Flesh, Lakoff
and Johnson (1999, pg. 3)make three central assertions:
“The mind is inherently
embodied.
Thought is mostly
unconscious.
Abstract concepts are
largely metaphorical…
philosophy can never be
the same again”.
The concept of an
absolute truth has been dealt several blows from a variety of sources. Whorf
and Sapir showed the ways in which language can determine the types of thought
possible for individual in a society (Moran
1982). Cultural anthropology has shown ways in which
different cultures can have radically different interpretations of phenomenon (Turner 1985; Mudimbe 1988; Milton 1993;
Vidich and Lyman 2000). The concept of paradigms, elaborated by Kuhn, in the
philosophy of science has encouraged a debate about the ways in which
scientific knowledge is socially constructed (Funtowicz
and Ravetz 1994; Ravetz 1997), while Post Modern thought and deconstructivism has
helped to show the ways in which entrenched power structures can influence
discourse and communicative actions (Foucault
1972; Foucault 1984; Luks 1999; Tognetti 1999; van de Kerkhof and Leroy 2000). Many of these shifts, deconstructing a rationalist,
objective standpoint and opening up the possibility of a multiplicity of
interpretations of meaning, combined with developments in interpretive and
hermeneutic methodologies, can seem to leave researchers with a fundamental
choice between a view of objective truth or relativism (Lincoln and G. 2000). Lakoff and Johnson offer in this book a new way of
looking at these issues, illuminating the ways in which humans construct
meaning through metaphor, and suggesting that the way in which we are able to
reason is fundamentally linked with the way in which our bodies orientate
spatially in the world and interact with the environment. How we can know is
not just influenced by what we see, but also fundamentally by how we can see and feel. The authors call for
an ‘empirically responsible philosophy’, which they suggest carries on from the
tradition of John Dewey and Merleau Ponty.
In this lengthy book
(624 pages), full of well demonstrated examples, the authors detail the
emergence of their findings from a convergence of evidence from many sources,
although Steen (2000) suggests that they could have made more reference to
evidence from areas outside of the linguistic field. I would suggest that more
exploration of the way in which their work relates to concepts and findings in
living systems biology, such as autopoiesis, self organising systems and
hierarchy theory, would also strengthen the argument of the book (Koestler 1969; Capra 1982; Allen and
Hoekstra 1992; Capra 1996; Tognetti 1999) (Maturana
and Varela 1987). Much of the empirical evidence is referred to
briefly in the text, and is not elaborated on. This could be seen as a weakness
in the text, but there is an excellent reference section, split into categories
for ease of following up ideas. The book benefits from a clear and well laid
out structure and easily accessible, rich writing, and with an explication of
more of the empirical evidence could become overwhelmingly lengthy.
Reading this book takes a degree of active engagement on behalf of the
reader. The reader is lead through a series of common metaphorical constructs
that are often sub-visible in our culture, the common entailments of these
metaphors and the way in which they can be related to bodily experience. The
empirical evidence which informs this book carries on John Dewey’s tradition of
using empirical experiments to test perceptions, and the ways in which they are
in biological systems and are thus not direct representations of an outside
reality, as is postulated in correspondence theory. Reminiscent of the way in
which Maturana and Varela (1987)(whose theory of enactive cognition is influential in
this thesis) attempt in the beginning of the book, The Tree of Knowledge, to ‘jog’ people’s perceptions through a
series of images and exercise, the authors ask the reader to conceive of many
aspects of thought which they discuss without using metaphor, an effective
means of engaging the reader in the process of understanding the ways in which
metaphor constructs meanings. Combined with the leavening effect of the
author’s humour, this makes the book a pleasure to read, as well as a rather
informative exploration of one’s own metaphorical structuring of thought, which
can at times be uncomfortable, but is illuminating.
In the first part of the book, the authors lay out the theory behind the way that thinking is embodied in experience. They show how basic bodily functions help to build primary metaphors that are used in many aspects of abstract thought. This epistemology suggests that our ways of thinking are structured by the evolutionary adaptation of organisms living in the physical environment, and that metaphorical thought allows us a rich and evocative means of constructing higher level thought and abstraction. In their critique of analytical philosophy and the concept of disembodied realism, the authors suggest that the concept of metaphorical structuring of thought does not imply an inability to discuss stable truths in the world and to engage in rational scientific reasoning, but rather that the commonalties of using bodies and responding to the physical environment that we share allows for the exploration of shared truths. They suggest that imaginative capacity enhances scientific ability and the possibility of discovering abstract concepts.
The book explores two major shifts in an understanding of truth. One is
that any discussion of truth may need to be multi-leveled, and that concepts of
truth when seen at different levels may be contradictory. This aspect of
reality does not necessarily mean that there is no truth in any physical
construct, but rather that human perception of reality is a complex and many-layered
phenomenon. They suggest that abstract reasoning requires metaphorical thought,
and that more than one metaphor can be used to describe abstract thoughts,
which can lead to completely different interpretations of reality through the
lense of different metaphorical constructions. The authors see metaphor as
essential in the construction of worldviews, though often this is an
unconscious process.
In Part Two of the book, they carry out what they call ‘the cognitive
science of ideas, …studying basic philosophical ideas as a subject matter for
cognitive science’ pg. 134. They discuss the metaphorical constructions of the
concepts of Time, Events and Causes, The
Mind, Self and Morality. They
offer illustrations about how different metaphorical construction of these
concepts allow us to reason about them in different ways. This exploration
allows them to show that although they see primary metaphors, arising from
bodily experience, to be central to the human brains’ ability to reason about
more abstract concepts, they do not see this as a fixed or static process, but
rather one that develops over time. This section of the book could prove to be
a valuable reference text for writers and researchers wishing to explore the
metaphors they use in thinking and the entailments of these metaphors.
Metaphors are ‘live’ when they are used to actively construct meaning in
society, and many societies have different metaphors for the same concepts.
They suggest that scientific paradigm shifts are fundamentally changes in the
metaphors underlying scientific thought. They help to illustrate this point
through a discussion of the Western cultural metaphor that Time is Money,
and show how cultures that do not have this metaphor conceive of time in a
different way. They suggest that it is important to examine our metaphorical
constructs and see how they influence our thinking, both to illuminate the
thought process and to see which metaphors may be limiting or misleading, and
their substitution with metaphors more apt and fitting may be of use in
improving the quality of abstract thought and discourse. Lakoff (pers comm,
1998) suggested the utility (especially in academic discourse) of replacing the
Argument is War metaphor with Argument is a Dance, as a thought
experiment, if not as a practical means of changing the tenor of academic
polemic. At the moment (email communication, 2000), he is working on a
reframing of the global warming debate though an expression of the metaphors
used to construct the debate and a explication of the ways in which these are
used to justify ethical positions.
In Part Three of the book, the authors carry this task out for many of
the great thinkers of ‘Western Philosophy’, starting by illuminating the
metaphorical underpinning of the Early Greek Metaphysics, and ending with a
discussion of the theory of Rational Action. This sets the stage for their
discussion, in the Fourth and final section, of an Embodied Philosophy, in
which they contrast the traditional Western concept of a person with the concept
of an embodied person, discussing reason, freedom, morality and nature. Some of
the implications of such a philosophy are explored in a discussion of metaphors
of evolution, and the ways in which these have structured social and economic
discourse in ‘Western culture’.
There is a fertile ground for taking these ideas into methodological
thinking for research, which is not touched upon in this book. Lakoff (email)
is thinking about the implications for research methodology, but has not yet
written on this subject. Several works in qualitative research methodology (Miles and Huberman 1994; Darling-Hammond
and Snyder 2000; Janesick 2000) (Richardson
2000) mention the importance of looking at metaphorical
constructs in interpretation, and some research work explicitly looks at an
active engagement of metaphorical construction in reasoning, in particular
through the concept of retroductive reasoning explored by Blaikie (1993), and the concepts of imaginative modeling espoused in
soft systems methodology (Checkland
1991). Participatory research, looking at the concept of
diagramming participant’s concepts and illuminating metaphors of concepts, has
proved fruitful in research into topics as diverse as primary school education
and the effectiveness of teaching in the UK (Darling-Hammond
and Snyder 2000) and sex education for Aids awareness in rural
Zimbabwe (Kesby 2000). It seems there is fertile ground for further
exploration of these concepts in research methodology, which would help to
broaden the application of the ideas in the book. Philosophy in the Flesh is notable in the omission of a discussion
of visual analogy and reasoning, and could be strengthened by reference to work
in design and creativity theory (Casakin
and Goldschmidt 1999; Blaser, Sester et al. 2000; Claramunt, Jiang et al. 2000;
Sven 2000; Dahl, Chattopadhyay et al. 2001) as well as participatory research techniques emerging
in 'Two - Third World' countries (e.g. Participatory Rural Appraisal) (Reason 1994; Stringer 1999; Kemmis and
McTaggart 2000) (Ivanov
2000). Indeed the book would be enhanced by graphics
representing some of the rich conceptual ideas and analogies it presents.
The author of this review is currently working on the implications of
embodied philosophy for an action based research project into sustainability
issues within a multi-stakeholder organisation.
While this book goes a long way towards overcoming the dualism of a
Cartesian mind body split, I agree with Sinha (2000), that there is not enough attention paid to the role
of culture and embodiment of thought in the material artifacts of culture in
the development of metaphorical concepts and conceptual thought. They call for
“a dialectical synthesis [of the role of embodiment in individual perception
and the role of culture in the embodiment of thought] that incorporates, while
transforming, both of them (and … the embodiment thesis)”.
This book has potentially profound implications for research methodology
and for an epistemology grounded in biological understanding as well as in the
active ways that humans construct and negotiate meaning. It is well written,
clear and illuminating. In particular, the embodied thought thesis could
provide a sound epistemological basis for research into complex systems. It
offers a possible way to work towards a dialectic integration of the tensions
between qualitative and quantitative research, social and natural sciences and
between an individualist perspective and a societal perceptive. In order to
develop a fully-fledged epistemological basis, work from living systems
biology, systems thinking (in particular hierarchy theory), cultural geography
and cultural anthropology and linguistics would need to be incorporated.
Fruitful avenues of exploration along these lines have been begun in the
methodologies of Post Normal Science, Participatory Action Research.,
biologically grounded constructivism and Soft systems Methodology. Considering
the leap of thinking which has been accomplished between the publication of Metaphors We Live By and Philosophy in the Flesh, the next book
is awaited with anticipation.
References:
Allen,
A. D. and T. W. Hoekstra (1992). Toward a Unified Ecology. New York,
Columbia University Press.
Blaikie, N. (1993). Approaches to Social Enquiry.
Cambridge (UK), Polity Press.
Blaser, A. D., M. Sester, et al. (2000).
“Visualization in an early stage of the problem-solving process in GIS.” Computers
& Geosciences 26(1): 57-66.
Capra, F. (1982). The turning point:science,
society, and the rising culture. New York, Simon and Schuster.
Capra, F. (1996). The Web of Life. New York,
Anchor Books.
Casakin, H. and G. Goldschmidt (1999). “Expertise and
the use of visual analogy. implications for design education.” Design
Studies 20(2): 153-175.
Checkland, P. (1991). Systems Thinking, Systems
Practice. Chichester, John Wiley and Sons.
Claramunt, C., B. Jiang, et al. (2000). “A new
framework for the integration, analysis and visualisation of urban traffic data
within geographic information systems.” Transportation Research Part C:
Emerging Technologies 8(1-6):
167-184.
Dahl, D. W., A. Chattopadhyay, et al. (2001). “The
importance of visualisation in concept design.” Design Studies 22(1): 5-26.
Darling-Hammond, L. and J. Snyder (2000). “Authentic
assessment of teaching in context.” Teaching and Teacher Education 16(5-6): 523-545.
Darling-Hammond, L. and J. Snyder (2000). “Authentic
assessment of teaching in context.” Teaching and Teacher Education 16(5 - 6): 523 - 545.
Foucault, M. (1972). The Archeology of Knowledge.
New York, Pantheon Books.
Foucault, M. (1984). Foucault Reader. New York,
Pantheon Books.
Funtowicz, S. O. and J. R. Ravetz (1994). “The worth
of a songbird: ecological economics as a post-normal science.” Ecological
Economics 10(9): 197-207.
Ivanov, K. (2000). DIALECTICAL SYSTEMS DESIGN AND
BEYOND, FROM LOGICAL POSITIVISM TO POST-ROMANTIC VS. POSTMODERN DESIGN: SUMMARY
OF 40 YEARS IN MANAGEMENT AND BASIC RESEARCH. 2000.
Janesick, V. J. (2000). The Choreography of
Qualatative Research Design. Handbook of Qualative Research, Second Edition.
N. K. Denzin and Y. S. Lincoln. Thousand Oaks, Sage Publications: 379 - 399.
Kemmis, S. and R. McTaggart (2000). Participatory
Action Research. Handbook of Qualative Research, Second Edition. N. K.
Denzin and Y. S. Lincoln. Thousand Oaks, Sage Publications: 567 - 605.
Kesby, M. (2000). “Participatory diagramming as a
means to improve communication about sex in rural Zimbabwe: a pilot study.” Social
Science & Medicine 50(12):
1723-1741.
Koestler, A. (1969). Beyond atomism and holism - the
concept of the holon. Beyond Reductionism:New Perspectives in the Life
Sciences. A. Koestler and J. R. Smithies. London, Hutchinson: 192 - 216.
Lakoff, G. and M. Johnson (1980). Metaphors We Live
By. Chicago, University of Chicago Press.
Lakoff, G. and M. Johnson (1999). Philosophy in the
Flesh, The Embodied Mind and its Challenge to Western Thought. New York,
Basic Books.
Lincoln, Y. S. and G. E. G. (2000). Paradigmatic
Contoversies, Contradictions, and Emerging Confluences. Handbook of
Qualative Research, Second Edition. N. K. Denzin and Y. S. Lincoln.
Thousand Oaks, Sage Publications: 163
- 188.
Luks, F. (1999). “Post-normal science and the rhetoric
of inquiry: deconstructing normal science?” Futures(31): 705-719.
Maturana, H. and F. Varela (1987). The Tree of
Knowledge, Shambhala.
Miles, M. B. and A. M. Huberman (1994). Qualatative
Data Analysis - An Expanded Sourcebook Second Edition. Thousand Oaks, Sage
Publications.
Milton, K. (1993). Environmentalism, The View from
Anthropology. London and New York, Routledge.
Moran, E. F. (1982). Human Adaptability - An
Introduction to Ecological Anthropology. Boulder, Colorado, Westview Press.
Mudimbe, V. Y. (1988). The Invention of Africa;
Gnosis, Philosophy and the Order of Knowledge. Indiana, Indiana University
Press.
Ravetz, J. R. (1997). “The science of `what-if?'.” Futures
29(6): 533-539.
Reason, P. (1994). Human Inquiry as Discipline and
Practice. Partcipation In Human Inquiry. P. Reason. London, Sage
Publications: 40 - 56.
Richardson, L. (2000). Writing, a method of inquiry. Handbook
of Qualative Research, Second Edition. N. K. Denzin and Y. S. Lincoln.
Thousand Oaks, Sage Publications: 923
- 948.
Sinha, C. and K. Jensen De Lo  Pez (2000). “Language,
culture and the embodiment of spatial cognition.” Cognitive Linguistics 11(1-2): 17 -41.
Steen, F. F. (2000). “Grasping Philosophy by the Roots.”
Philosophy and Literature 24(1):
197-203.
Stringer, E. T. (1999). Action Research - Second
Edition. Thousand Oaks, Sage Publications.
Sven, F. (2000). “Designing a visualization system for
hydrological data.” Computers & Geosciences 26(1): 11-19.
Tognetti, S. S. (1999). “Science in a double bind:
Gregory Bateson and the origins of post normal science.” Futures(31):
689-703.
Turner, V. (1985). On the Edge of the Bush,
Anthropology as Experience. Tucson, Arizona, University of Arizona Press.
van de Kerkhof, M. and P. Leroy (2000). “Recent
environmental research in the Netherlands: towards post-normal science?” Futures(32):
899 - 911.
Vidich, A. J. and S. M. Lyman (2000). Qualatative
Methods, Their History in Sociology and Anthropology. Handbook of Qualative
Research, Second Edition. N. K. Denzin and Y. S. Lincoln. Thousand Oaks,
Sage Publications: 37 - 84.